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John William Swaine

SECOND HALF FINANCIAL PARTNERS, LLC·SEBRING, Florida
Series 10, Series 9, Series 7, Series 65, Series 63SECOND HALF FINANCIAL PARTNERS, LLC
145 WEST CENTER AVENUE, SEBRING, FL 33870CRD# 4072112Firm CRD# 163454

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John William Swaine · SEBRING, FL
Registration
CRD #4072112 · SECOND HALF FINANCIAL PARTNERS, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

John William Swaine is a registered financial advisor based in SEBRING, Florida, affiliated with SECOND HALF FINANCIAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SECOND HALF FINANCIAL PARTNERS, LLC
SECOND HALF FINANCIAL PARTNERS, LLC
AUM
$284M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at SECOND HALF FINANCIAL PARTNERS, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4072112
Firm CRD# 163454
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John William Swaine offer?
John William Swaine specializes in Financial Planning, Investment Management. Contact their office in SEBRING, Florida for a consultation.
What are John William Swaine's credentials?
John William Swaine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John William Swaine located?
John William Swaine is based in SEBRING, Florida, working with SECOND HALF FINANCIAL PARTNERS, LLC. Their office serves clients in the SEBRING metropolitan area and surrounding communities.
How does John William Swaine charge for services?
John William Swaine's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SECOND HALF FINANCIAL PARTNERS, LLC?
SECOND HALF FINANCIAL PARTNERS, LLC has approximately 9 employees and manages $284M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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George David Leidel
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Research
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