Unclaimed Profile

John Richard Clark

WAYPOINTS FINANCIAL, LLC·SEBRING, Florida

SIE, Series 7, Series 9, Series 10, Series 23, Series 63, Series 65CFP24 years registeredWAYPOINTS FINANCIAL, LLC

149 EAST CENTER AVENUE, SEBRING, FL 33870CRD# 2139449Firm CRD# 157494

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Clark · SEBRING, FL

Registration

CRD #2139449 · WAYPOINTS FINANCIAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

WAYPOINTS FINANCIAL

Mar 2012 – present

WFG ADVISORS, LP

Jul 2011 – Mar 2017

SEBRING, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2009 – Jul 2011

SEBRING, FL

WACHOVIA SECURITIES, LLC

Jan 2008 – Mar 2009

SEBRING, FL

A. G. EDWARDS & SONS, INC.

Aug 2001 – Jan 2008

SEBRING, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 23

Series 63

Series 65

Registration record

First registered · August 27, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2009Customer Dispute·Denied

2003Customer Dispute·Closed-No Action

2000Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WAYPOINTS FINANCIAL, LLC

CRD 157494 · SEC 801-130707

AUM

$115M

Regulatory assets under management

Employees

614 client accounts

Services offered by WAYPOINTS FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WAYPOINTS FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does John Richard Clark offer?

John Richard Clark specializes in Financial Planning, Investment Management. Contact their office in SEBRING, Florida for a consultation.

What are John Richard Clark's credentials?

John Richard Clark holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Richard Clark located?

John Richard Clark is based in SEBRING, Florida, working with WAYPOINTS FINANCIAL, LLC. Their office serves clients in the SEBRING metropolitan area and surrounding communities.

How does John Richard Clark charge for services?

John Richard Clark's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WAYPOINTS FINANCIAL, LLC?

WAYPOINTS FINANCIAL, LLC has approximately 6 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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