Unclaimed Profile

Robert Lewis Lee

SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.·SARASOTA, Florida

SIE, Series 7, Series 24, Series 63, Series 6529 years registeredSUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.

2 N. TAMIAMI TRAIL, SARASOTA, FL 34236-5586CRD# 1170833Firm CRD# 145149

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Lewis Lee · SARASOTA, FL

Registration

CRD #1170833 · SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC. · 29 years registered

Brand Profile

Not yet started

Career History

RETIREMENT MONEY MANAGEMENT

Mar 2017 – present

GIRARD SECURITIES, INC.

Mar 2010 – Dec 2011

SARASOTA, FL

RETIREMENT MONEY MANAGEMENT

Dec 2008 – Dec 2016

SARASOTA, FL

RETIREMENT MONEY MANAGEMENT

Apr 1997 – Dec 2007

SARASOTA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 1, 1997

Years registered · 29

Disclosure History

2004Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.

CRD 145149 · SEC 801-69720

AUM

$27M

Regulatory assets under management

Employees

180 client accounts

Services offered by SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Lewis Lee offer?

Robert Lewis Lee specializes in Financial Planning, Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Robert Lewis Lee's credentials?

Robert Lewis Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Lewis Lee located?

Robert Lewis Lee is based in SARASOTA, Florida, working with SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Robert Lewis Lee charge for services?

Robert Lewis Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.?

SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC. has approximately 3 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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