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Richard Heath Proctor

GLAXIS CAPITAL MANAGEMENT, LLC·SARASOTA, Florida
Unclaimed Profile
443 JOHN RINGLING BLVD, SARASOTA, FL 34236CRD# 368200Firm CRD# 134227
01

About

Richard Heath Proctor is a registered financial advisor based in SARASOTA, Florida, affiliated with GLAXIS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
GLAXIS CAPITAL MANAGEMENT, LLC
GLAXIS CAPITAL MANAGEMENT, LLC
AUM
$159M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at GLAXIS CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 368200
Firm CRD# 134227
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Heath Proctor offer?
Richard Heath Proctor specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SARASOTA, Florida for a consultation.
What are Richard Heath Proctor's credentials?
Richard Heath Proctor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Heath Proctor located?
Richard Heath Proctor is based in SARASOTA, Florida, working with GLAXIS CAPITAL MANAGEMENT, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.
How does Richard Heath Proctor charge for services?
Richard Heath Proctor's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GLAXIS CAPITAL MANAGEMENT, LLC?
GLAXIS CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SARASOTA
David Ryan Thompson — J. L. BAINBRIDGE & CO., INC.Joseph Patrick Walsh — WALSH & ASSOCIATES, LLCRobert Eric Rice — EULAV ASSET MANAGEMENTPhillip Quinn Couture — COUTURE FINANCIAL INC.Justin Bailey — MONORAIL SECURITIES LLC
Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
Advisor Fees in FloridaNational Fee Analysis
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