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Richard Heath Proctor

GLAXIS CAPITAL MANAGEMENT, LLC·SARASOTA, Florida
Clean recordGLAXIS CAPITAL MANAGEMENT, LLC
443 JOHN RINGLING BLVD, SARASOTA, FL 34236CRD# 368200Firm CRD# 134227

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Heath Proctor · SARASOTA, FL
Registration
CRD #368200 · GLAXIS CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Heath Proctor is a registered financial advisor based in SARASOTA, Florida, affiliated with GLAXIS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
GLAXIS CAPITAL MANAGEMENT, LLC
GLAXIS CAPITAL MANAGEMENT, LLC
AUM
$159M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at GLAXIS CAPITAL MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 368200
Firm CRD# 134227
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Heath Proctor offer?
Richard Heath Proctor specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SARASOTA, Florida for a consultation.
What are Richard Heath Proctor's credentials?
Richard Heath Proctor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Heath Proctor located?
Richard Heath Proctor is based in SARASOTA, Florida, working with GLAXIS CAPITAL MANAGEMENT, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.
How does Richard Heath Proctor charge for services?
Richard Heath Proctor's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GLAXIS CAPITAL MANAGEMENT, LLC?
GLAXIS CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GLAXIS CAPITAL MANAGEMENT, LLC

Andrew John Copa
SARASOTA, FL
Matthew Marc Miller
SARASOTA, FL
Paul Vernon Holland
SARASOTA, FL

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Research
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