Unclaimed Profile

Douglas Joseph Bartolf

ATTICUS WEALTH MANAGEMENT, LLC·PALM BEACH GARDENS, Florida

Series 7, Series 63, Series 6527 years registeredATTICUS WEALTH MANAGEMENT, LLC

11380 PROSPERITY FARMS ROAD, PALM BEACH GARDENS, FL 33410CRD# 3066725Firm CRD# 296949

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Joseph Bartolf · PALM BEACH GARDENS, FL

Registration

CRD #3066725 · ATTICUS WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

ATTICUS WEALTH MANAGEMENT

Jul 2018 – present

BARTOLF WEALTH ADVISORS, INC.

Oct 2004 – Dec 2019

CASTLE ROCK, CO

BANC ONE SECURITIES CORPORATION

Feb 1999 – Oct 2004

PALM BEACH GARDENS, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 1, 1999

Years registered · 27

Disclosure History

2004Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ATTICUS WEALTH MANAGEMENT, LLC

CRD 296949 · SEC 801-113424

AUM

$370M

Regulatory assets under management

Employees

697 client accounts

Services offered by ATTICUS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ATTICUS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Joseph Bartolf offer?

Douglas Joseph Bartolf specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Douglas Joseph Bartolf's credentials?

Douglas Joseph Bartolf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Joseph Bartolf located?

Douglas Joseph Bartolf is based in PALM BEACH GARDENS, Florida, working with ATTICUS WEALTH MANAGEMENT, LLC. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Douglas Joseph Bartolf charge for services?

Douglas Joseph Bartolf's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATTICUS WEALTH MANAGEMENT, LLC?

ATTICUS WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $370M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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