Unclaimed Profile

Denis Stephen Walsh

GWN SECURITIES INC.·PALM BEACH GARDENS, Florida

SIE, Series 6, Series 7, Series 14, Series 22, Series 24, Series 26, Series 39, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFP30 years registeredGWN SECURITIES INC.

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764CRD# 1124278Firm CRD# 128929

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denis Stephen Walsh · PALM BEACH GARDENS, FL

Registration

CRD #1124278 · GWN SECURITIES INC. · 30 years registered

Brand Profile

Not yet started

Career History

WIN ADVISORS, INC

Jun 2019 – present

MONEY CONCEPTS ADVISORY SERVICE

Sep 1995 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 22

Series 24

Series 26

Series 39

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · September 6, 1995

Years registered · 30

Professional designation · CFP

Disclosure History

1984Criminal·Final Disposition

1980Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GWN SECURITIES INC.

CRD 128929 · SEC 801-62547

AUM

$3.1B

Regulatory assets under management

Employees

755

62,656 client accounts

Services offered by GWN SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GWN SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Denis Stephen Walsh offer?

Denis Stephen Walsh specializes in Financial Planning, Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Denis Stephen Walsh's credentials?

Denis Stephen Walsh holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Denis Stephen Walsh located?

Denis Stephen Walsh is based in PALM BEACH GARDENS, Florida, working with GWN SECURITIES INC.. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Denis Stephen Walsh charge for services?

Denis Stephen Walsh's firm is compensated through percentage of aum, hourly charges, subscription fees, other: in lieu of hourly fee, ia can charge a flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GWN SECURITIES INC.?

GWN SECURITIES INC. has approximately 755 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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