Unclaimed Profile

David Newton Bottoms

BANYAN PARTNERS, LLC·PALM BEACH GARDENS, Florida

Series 7, Series 24, Series 63, Series 6526 years registeredBANYAN PARTNERS, LLC

11376 N JOG ROAD, PALM BEACH GARDENS, FL 33418CRD# 1633443Firm CRD# 141398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Newton Bottoms · PALM BEACH GARDENS, FL

Registration

CRD #1633443 · BANYAN PARTNERS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BANYAN PARTNERS, LLC

OAKTREE ASSET MANAGEMENT, LLC

Sep 2004 – Mar 2009

NEW YORK, NY

OAKTREE ASSET MANAGEMENT, INC.

Jan 2000 – Mar 2005

NEW YORK,, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 13, 2000

Years registered · 26

Disclosure History

2010Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BANYAN PARTNERS, LLC

CRD 141398 · SEC 801-67092

AUM

$4.6B

Regulatory assets under management

Employees

5,392 client accounts

Services offered by BANYAN PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BANYAN PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does David Newton Bottoms offer?

David Newton Bottoms specializes in Financial Planning, Investment Management, Wealth Management.

What are David Newton Bottoms's credentials?

David Newton Bottoms is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Newton Bottoms located?

David Newton Bottoms is based in PALM BEACH GARDENS, Florida, last registered with BANYAN PARTNERS, LLC.

How does David Newton Bottoms charge for services?

David Newton Bottoms's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: consulting fees, additional services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANYAN PARTNERS, LLC?

BANYAN PARTNERS, LLC has approximately 90 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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