Unclaimed Profile

Curtis Lee Lyman

CAPITAL MARKET STRATEGIES LLC·PALM BEACH GARDENS, Florida

SIE, Series 7, Series 63, Series 65, Series 6621 years registeredCAPITAL MARKET STRATEGIES LLC

3801 PGA BLVD., PALM BEACH GARDENS, FL 33410CRD# 1407264Firm CRD# 286579

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Curtis Lee Lyman · PALM BEACH GARDENS, FL

Registration

CRD #1407264 · CAPITAL MARKET STRATEGIES LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL MARKET STRATEGIES LLC

ALPHA BETA GAMMA WEALTH MANAGEMENT

Apr 2017 – Jul 2025

Lake Park, FL

HIGHTOWER ADVISORS, LLC

Sep 2009 – Jun 2017

PALM BEACH GARDENS, FL

ALPHA WEALTH MANAGEMENT

Aug 2007 – Jul 2009

PALM BEACH GARDENS, FL

USF ADVISORS, LLC

Nov 2005 – Dec 2007

HOUSTON, TX

LEHMAN BROTHERS INC.

Oct 2004 – Nov 2005

PALM BEACH, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · October 26, 2004

Years registered · 21

Disclosure History

2013Customer Dispute·Settled

2010Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL MARKET STRATEGIES LLC

CRD 286579 · SEC 801-110035

AUM

$228M

Regulatory assets under management

Employees

328 client accounts

Services offered by CAPITAL MARKET STRATEGIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITAL MARKET STRATEGIES LLC →

Introduction

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Frequently Asked Questions

What services does Curtis Lee Lyman offer?

Curtis Lee Lyman specializes in Financial Planning, Investment Management.

What are Curtis Lee Lyman's credentials?

Curtis Lee Lyman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Curtis Lee Lyman located?

Curtis Lee Lyman is based in PALM BEACH GARDENS, Florida, last registered with CAPITAL MARKET STRATEGIES LLC.

How does Curtis Lee Lyman charge for services?

Curtis Lee Lyman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL MARKET STRATEGIES LLC?

CAPITAL MARKET STRATEGIES LLC has approximately 5 employees and manages $228M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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