Unclaimed Profile

Sixto Campano

UCAP ASSET MANAGEMENT LLC·MIAMI, Florida

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 63, Series 99TOClean record16 years registeredUCAP ASSET MANAGEMENT LLC

1221 BRICKELL AVENUE, MIAMI, FL 33131CRD# 1567239Firm CRD# 170846

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sixto Campano · MIAMI, FL

Registration

CRD #1567239 · UCAP ASSET MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UCAP ASSET MANAGEMENT LLC

EFG CAPITAL ADVISORS LLC

Nov 2009 – Oct 2014

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · November 16, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UCAP ASSET MANAGEMENT LLC

CRD 170846 · SEC 801-79625

AUM

$165M

Regulatory assets under management

Employees

222 client accounts

Services offered by UCAP ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UCAP ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Sixto Campano offer?

Sixto Campano specializes in Investment Management, Wealth Management.

What are Sixto Campano's credentials?

Sixto Campano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sixto Campano located?

Sixto Campano is based in MIAMI, Florida, last registered with UCAP ASSET MANAGEMENT LLC.

How does Sixto Campano charge for services?

Sixto Campano's firm is compensated through percentage of aum, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UCAP ASSET MANAGEMENT LLC?

UCAP ASSET MANAGEMENT LLC has approximately 12 employees and manages $165M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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