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UCAP ASSET MANAGEMENT LLC
UCAP ASSET MANAGEMENT LLC
UCAP AMERICAS
MIAMI, Florida
·
4 registered advisors
·
CRD# 170846
SEC# 801-79625
0
646-809-3600
01
Firm Overview
AUM
$165M
Regulatory assets under management
Employees
12
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Other: 12B-1 FEES
03
Specialties
Investment Management
Wealth Management
04
Advisors at UCAP ASSET MANAGEMENT LLC
4 registered advisors
Dinah Caratini
MIAMI, Florida
CRD# 2757383
Jack Lawrence Rubin
NEW YORK, New York
CRD# 2464252
Juan Carlos Massens
MIAMI, Florida
CRD# 2802360
Sixto Campano
MIAMI, Florida
CRD# 1567239
05
Office Locations
MIAMI, Florida
3 advisors
NEW YORK, New York
1 advisor
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Data sourced from SEC Form ADV filings. UCAP ASSET MANAGEMENT LLC (CRD# 170846) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.