UCAP ASSET MANAGEMENT LLC

UCAP AMERICAS
MIAMI, Florida·4 registered advisors·CRD# 170846
SEC# 801-796250646-809-3600
01

Firm Overview

AUM
$165M
Regulatory assets under management
Employees
12
Total firm employees
Advisors
4
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Other: 12B-1 FEES
03

Specialties

Investment ManagementWealth Management
04

Advisors at UCAP ASSET MANAGEMENT LLC

4 registered advisors
Dinah Caratini
MIAMI, Florida
Jack Lawrence Rubin
NEW YORK, New York
Juan Carlos Massens
MIAMI, Florida
Sixto Campano
MIAMI, Florida
05

Office Locations

MIAMI, Florida
3 advisors
NEW YORK, New York
1 advisor

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Data sourced from SEC Form ADV filings. UCAP ASSET MANAGEMENT LLC (CRD# 170846) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.