Unclaimed Profile

Lee Gordon Julian Wanie

TAPLIN, CANIDA & HABACHT, LLC·MIAMI, Florida

SIE, Series 3, Series 7, Series 7TO, Series 24, Series 63, Series 65CFAClean record24 years registeredTAPLIN, CANIDA & HABACHT, LLC

1001 BRICKELL BAY DRIVE, MIAMI, FL 33131-4940CRD# 2793249Firm CRD# 149280

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Gordon Julian Wanie · MIAMI, FL

Registration

CRD #2793249 · TAPLIN, CANIDA & HABACHT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TAPLIN, CANIDA & HABACHT, LLC

BMO ASSET MANAGEMENT CORP.

Feb 2021 – Jun 2021

CHICAGO, IL

BMO ASSET MANAGEMENT CORP.

Jun 2019 – Dec 2020

CHICAGO, IL

BLACKROCK FUND ADVISORS

Feb 2002 – Mar 2018

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · February 13, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOOP CAPITAL ASSET MANAGEMENT - TCH LLC

CRD 149280 · SEC 801-69873

AUM

$8.5B

Regulatory assets under management

Employees

84 client accounts

Services offered by LOOP CAPITAL ASSET MANAGEMENT - TCH LLC

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at LOOP CAPITAL ASSET MANAGEMENT - TCH LLC →

Introduction

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Frequently Asked Questions

What services does Lee Gordon Julian Wanie offer?

Lee Gordon Julian Wanie specializes in Retirement Planning, Wealth Management.

What are Lee Gordon Julian Wanie's credentials?

Lee Gordon Julian Wanie holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lee Gordon Julian Wanie located?

Lee Gordon Julian Wanie is based in MIAMI, Florida, last registered with TAPLIN, CANIDA & HABACHT, LLC.

How does Lee Gordon Julian Wanie charge for services?

Lee Gordon Julian Wanie's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TAPLIN, CANIDA & HABACHT, LLC?

TAPLIN, CANIDA & HABACHT, LLC has approximately 31 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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