Unclaimed Profile

Benjamin E Hein

EFG CAPITAL ADVISORS INC.·MIAMI, Florida

SIE, Series 3, Series 7, Series 63Clean record13 years registeredEFG CAPITAL ADVISORS INC.

701 BRICKELL AVE STE 1350, MIAMI, FL 33131-2945CRD# 4027543Firm CRD# 112224

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin E Hein · MIAMI, FL

Registration

CRD #4027543 · EFG CAPITAL ADVISORS INC. · 13 years registered

Brand Profile

Not yet started

Career History

OAC CAPITAL ADVISORS LLC

Jun 2022 – present

OCTOGONE NA

Aug 2020 – Aug 2022

MIAMI, FL

CLAIRMONT INVESTMENT ADVISORS LLC

Mar 2016 – Jul 2020

KEY BISCAYNE, FL

BIGSUR WEALTH MANAGEMENT, LLC

Nov 2014 – Jul 2016

MIAMI, FL

EFG CAPITAL ADVISORS INC.

Nov 2012 – Oct 2014

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Registration record

First registered · November 9, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EFG CAPITAL ADVISORS INC.

CRD 112224 · SEC 801-32497

AUM

$226M

Regulatory assets under management

Employees

128 client accounts

Services offered by EFG CAPITAL ADVISORS INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at EFG CAPITAL ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does Benjamin E Hein offer?

Benjamin E Hein specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI, Florida for a consultation.

What are Benjamin E Hein's credentials?

Benjamin E Hein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin E Hein located?

Benjamin E Hein is based in MIAMI, Florida, working with EFG CAPITAL ADVISORS INC.. Their office serves clients in the MIAMI metropolitan area and surrounding communities.

How does Benjamin E Hein charge for services?

Benjamin E Hein's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EFG CAPITAL ADVISORS INC.?

EFG CAPITAL ADVISORS INC. has approximately 8 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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