Unclaimed Profile

Harold Lee Connell

CP CAPITAL SECURITIES, INC.·MIAMI, Florida

SIE, Series 7, Series 24, Series 52, Series 53, Series 6326 years registeredCP CAPITAL SECURITIES, INC.

1428 BRICKELL AVENUE, MIAMI, FL 33131CRD# 1482623Firm CRD# 15029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Lee Connell · MIAMI, FL

Registration

CRD #1482623 · CP CAPITAL SECURITIES, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CP CAPITAL SECURITIES, INC.

CP CAPITAL SECURITIES, INC.

Sep 2006 – Dec 2017

MIAMI, FL

CPC ASSET MANAGEMENT, LLC.

Sep 1999 – Dec 2006

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 53

Series 63

Registration record

First registered · September 14, 1999

Years registered · 26

Disclosure History

2018Regulatory·Final

2016Customer Dispute·Pending

2012Regulatory·Final

2010Regulatory·Final

2007Regulatory·Final

2006Regulatory·Final

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CP CAPITAL SECURITIES, INC.

CRD 15029 · SEC 801-71535

AUM

$60M

Regulatory assets under management

Employees

15 client accounts

Services offered by CP CAPITAL SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CP CAPITAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Lee Connell offer?

Harold Lee Connell specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Harold Lee Connell's credentials?

Harold Lee Connell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Lee Connell located?

Harold Lee Connell is based in MIAMI, Florida, last registered with CP CAPITAL SECURITIES, INC..

How does Harold Lee Connell charge for services?

Harold Lee Connell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CP CAPITAL SECURITIES, INC.?

CP CAPITAL SECURITIES, INC. has approximately 11 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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