Unclaimed Profile

Charles Mitchell Mcinnis

CP CAPITAL SECURITIES, INC.·MIAMI, Florida

SIE, Series 4, Series 7, Series 24, Series 53, Series 63, Series 6618 years registeredCP CAPITAL SECURITIES, INC.

1428 BRICKELL AVENUE, MIAMI, FL 33131CRD# 1321666Firm CRD# 15029

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Mitchell Mcinnis · MIAMI, FL

Registration

CRD #1321666 · CP CAPITAL SECURITIES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CP CAPITAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2014 – Apr 2016

MIAMI, FL

CP CAPITAL SECURITIES, INC.

Aug 2009 – Aug 2013

MIAMI, FL

MK ASSET MANAGEMENT LLC

Dec 2007 – Dec 2009

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · December 11, 2007

Years registered · 18

Disclosure History

2016Regulatory·Final

2001Regulatory·Final

1997Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CP CAPITAL SECURITIES, INC.

CRD 15029 · SEC 801-71535

AUM

$60M

Regulatory assets under management

Employees

15 client accounts

Services offered by CP CAPITAL SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CP CAPITAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Mitchell Mcinnis offer?

Charles Mitchell Mcinnis specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Charles Mitchell Mcinnis's credentials?

Charles Mitchell Mcinnis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Mitchell Mcinnis located?

Charles Mitchell Mcinnis is based in MIAMI, Florida, last registered with CP CAPITAL SECURITIES, INC..

How does Charles Mitchell Mcinnis charge for services?

Charles Mitchell Mcinnis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CP CAPITAL SECURITIES, INC.?

CP CAPITAL SECURITIES, INC. has approximately 11 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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