Unclaimed Profile

Carlos Hollander

HOLLANDER ASSET MANAGEMENT LLC·MIAMI, Florida

Series 7, Series 63, Series 65Clean record21 years registeredHOLLANDER ASSET MANAGEMENT LLC

175 SW 7TH STREET, MIAMI, FL 33130CRD# 2725885Firm CRD# 150343

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlos Hollander · MIAMI, FL

Registration

CRD #2725885 · HOLLANDER ASSET MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

HOLLANDER ASSET MANAGEMENT LLC

May 2011 – present

CDR HOLLANDER ASSET MANAGEMENT LLC

May 2011 – Dec 2019

MIAMI, FL

HOLLANDER ASSET MANAGEMENT, LLC

May 2011 – Dec 2014

CORAL GABLES, FL

HOLLANDER ASSET MANAGEMENT, LLC

Jul 2009 – Dec 2010

MIAMI, FL

BIGSUR WEALTH MANAGEMENT, LLC

Apr 2008 – Apr 2009

MIAMI, FL

STATE CAPITAL WEALTH MANAGEMENT INC

Sep 2007 – Nov 2007

MIAMI, FL

GUGGENHEIM INVESTMENT ADVISORS, LLC

Nov 2004 – Jul 2006

MIAMI, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 29, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOLLANDER ASSET MANAGEMENT LLC

CRD 150343 · SEC 801-70271

AUM

$578M

Regulatory assets under management

Employees

62 client accounts

Services offered by HOLLANDER ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at HOLLANDER ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Carlos Hollander offer?

Carlos Hollander specializes in Investment Management, Retirement Planning. Contact their office in MIAMI, Florida for a consultation.

What are Carlos Hollander's credentials?

Carlos Hollander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlos Hollander located?

Carlos Hollander is based in MIAMI, Florida, working with HOLLANDER ASSET MANAGEMENT LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.

How does Carlos Hollander charge for services?

Carlos Hollander's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLLANDER ASSET MANAGEMENT LLC?

HOLLANDER ASSET MANAGEMENT LLC has approximately 3 employees and manages $578M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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