Unclaimed Profile

Andrew John Evans

ROSSBY FINANCIAL, LLC·MELBOURNE, Florida

SIE, Series 7, Series 24, Series 31, Series 66, Series 82TO21 years registeredROSSBY FINANCIAL, LLC

2413 IRWIN STREET, MELBOURNE, FL 32901CRD# 4779446Firm CRD# 324631

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew John Evans · MELBOURNE, FL

Registration

CRD #4779446 · ROSSBY FINANCIAL, LLC · 21 years registered

Brand Profile

Not yet started

Career History

ROSSBY FINANCIAL, LLC

Mar 2023 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2012 – Mar 2023

Melbourne, FL

WADDELL & REED, INC.

Jan 2011 – Aug 2012

MONROEVILLE, PA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 2009 – Dec 2010

PITTSBURGH, PA

CHARLES SCHWAB & CO., INC.

Apr 2007 – Mar 2009

PITTSBURGH, PA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Apr 2006 – Apr 2007

PITTSBURGH, PA

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2005 – Jan 2006

SARASOTA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 66

Series 82TO

Registration record

First registered · April 29, 2005

Years registered · 21

Disclosure History

2010Customer Dispute·Denied

2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROSSBY FINANCIAL, LLC

CRD 324631 · SEC 801-127370

AUM

$107M

Regulatory assets under management

Employees

541 client accounts

Services offered by ROSSBY FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROSSBY FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew John Evans offer?

Andrew John Evans specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MELBOURNE, Florida for a consultation.

What are Andrew John Evans's credentials?

Andrew John Evans is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew John Evans located?

Andrew John Evans is based in MELBOURNE, Florida, working with ROSSBY FINANCIAL, LLC. Their office serves clients in the MELBOURNE metropolitan area and surrounding communities.

How does Andrew John Evans charge for services?

Andrew John Evans's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROSSBY FINANCIAL, LLC?

ROSSBY FINANCIAL, LLC has approximately 8 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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