Unclaimed Profile

Thomas P Flavin

FLAVIN FINANCIAL SERVICES, INC.·MELBOURNE, Florida

Series 6511 years registeredFLAVIN FINANCIAL SERVICES, INC.

2200 S. BABCOCK STREET, MELBOURNE, FL 32901CRD# 4445407Firm CRD# 144473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas P Flavin · MELBOURNE, FL

Registration

CRD #4445407 · FLAVIN FINANCIAL SERVICES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

FLAVIN FINANCIAL SERVICES, INC.

Aug 2015 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 3, 2015

Years registered · 11

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FLAVIN FINANCIAL SERVICES, INC.

CRD 144473 · SEC 801-129689

AUM

$130M

Regulatory assets under management

Employees

376 client accounts

Services offered by FLAVIN FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FLAVIN FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas P Flavin offer?

Thomas P Flavin specializes in Financial Planning, Investment Management. Contact their office in MELBOURNE, Florida for a consultation.

What are Thomas P Flavin's credentials?

Thomas P Flavin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas P Flavin located?

Thomas P Flavin is based in MELBOURNE, Florida, working with FLAVIN FINANCIAL SERVICES, INC.. Their office serves clients in the MELBOURNE metropolitan area and surrounding communities.

How does Thomas P Flavin charge for services?

Thomas P Flavin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party money manager. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FLAVIN FINANCIAL SERVICES, INC.?

FLAVIN FINANCIAL SERVICES, INC. has approximately 3 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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