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Thomas Michael Rauchegger

CRAMER & RAUCHEGGER, INC.·MAITLAND, Florida
SIE, Series 7, Series 6612 years registeredCRAMER & RAUCHEGGER, INC.
800 N. MAITLAND AVENUE, MAITLAND, FL 32751CRD# 5156496Firm CRD# 164784

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Michael Rauchegger · MAITLAND, FL
Registration
CRD #5156496 · CRAMER & RAUCHEGGER, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

CRAMER & RAUCHEGGER, INC.
Aug 2015 – present
KALOS MANAGEMENT
Jan 2014 – Dec 2015
MAITLAND, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · January 8, 2014
Years registered · 12
03

Disclosure History

2021Customer Dispute·Pending
2020Customer Dispute·Settled
2020Customer Dispute·Settled
2020Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CRAMER & RAUCHEGGER, INC.
CRD 164784 · SEC 801-127981
AUM
$152M
Regulatory assets under management
Employees
4
469 client accounts
Services offered by CRAMER & RAUCHEGGER, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CRAMER & RAUCHEGGER, INC. →
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05

Frequently Asked Questions

What services does Thomas Michael Rauchegger offer?
Thomas Michael Rauchegger specializes in Financial Planning, Investment Management. Contact their office in MAITLAND, Florida for a consultation.
What are Thomas Michael Rauchegger's credentials?
Thomas Michael Rauchegger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Rauchegger located?
Thomas Michael Rauchegger is based in MAITLAND, Florida, working with CRAMER & RAUCHEGGER, INC.. Their office serves clients in the MAITLAND metropolitan area and surrounding communities.
How does Thomas Michael Rauchegger charge for services?
Thomas Michael Rauchegger's firm is compensated through percentage of aum, subscription fees, other: trust management fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CRAMER & RAUCHEGGER, INC.?
CRAMER & RAUCHEGGER, INC. has approximately 4 employees and manages $152M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CRAMER & RAUCHEGGER, INC.

Russell Scott Cramer
MAITLAND, FL

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