Unclaimed Profile

James Brooks Dorman

DORMAN FINANCIAL MANAGEMENT, P.A.·MAITLAND, Florida

Series 7, Series 24, Series 51, Series 63, Series 6529 years registeredDORMAN FINANCIAL MANAGEMENT, P.A.

557 N. WYMORE ROAD, MAITLAND, FL 32751CRD# 2842570Firm CRD# 136881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Brooks Dorman · MAITLAND, FL

Registration

CRD #2842570 · DORMAN FINANCIAL MANAGEMENT, P.A. · 29 years registered

Brand Profile

Not yet started

Career History

DORMAN FINANCIAL MANAGEMENT, P.A.

Jan 2003 – present

FSC SECURITIES CORPORATION

Apr 1997 – Dec 2004

MAITLAND, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · April 9, 1997

Years registered · 29

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DORMAN FINANCIAL MANAGEMENT, P.A.

CRD 136881 · SEC 801-66938

AUM

$145M

Regulatory assets under management

Employees

787 client accounts

Services offered by DORMAN FINANCIAL MANAGEMENT, P.A.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DORMAN FINANCIAL MANAGEMENT, P.A. →

Introduction

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Frequently Asked Questions

What services does James Brooks Dorman offer?

James Brooks Dorman specializes in Financial Planning, Investment Management. Contact their office in MAITLAND, Florida for a consultation.

What are James Brooks Dorman's credentials?

James Brooks Dorman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Brooks Dorman located?

James Brooks Dorman is based in MAITLAND, Florida, working with DORMAN FINANCIAL MANAGEMENT, P.A.. Their office serves clients in the MAITLAND metropolitan area and surrounding communities.

How does James Brooks Dorman charge for services?

James Brooks Dorman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DORMAN FINANCIAL MANAGEMENT, P.A.?

DORMAN FINANCIAL MANAGEMENT, P.A. has approximately 6 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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