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James Brooks Dorman

DORMAN FINANCIAL MANAGEMENT, P.A.·MAITLAND, Florida
Clean recordDORMAN FINANCIAL MANAGEMENT, P.A.
557 N. WYMORE ROAD, MAITLAND, FL 32751CRD# 2842570Firm CRD# 136881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Brooks Dorman · MAITLAND, FL
Registration
CRD #2842570 · DORMAN FINANCIAL MANAGEMENT, P.A.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Brooks Dorman is a registered financial advisor based in MAITLAND, Florida, affiliated with DORMAN FINANCIAL MANAGEMENT, P.A.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DORMAN FINANCIAL MANAGEMENT, P.A.
DORMAN FINANCIAL MANAGEMENT, P.A.
AUM
$145M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at DORMAN FINANCIAL MANAGEMENT, P.A. →
Services
Financial planning
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2842570
Firm CRD# 136881
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Brooks Dorman offer?
James Brooks Dorman specializes in Financial Planning, Investment Management. Contact their office in MAITLAND, Florida for a consultation.
What are James Brooks Dorman's credentials?
James Brooks Dorman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Brooks Dorman located?
James Brooks Dorman is based in MAITLAND, Florida, working with DORMAN FINANCIAL MANAGEMENT, P.A.. Their office serves clients in the MAITLAND metropolitan area and surrounding communities.
How does James Brooks Dorman charge for services?
James Brooks Dorman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DORMAN FINANCIAL MANAGEMENT, P.A.?
DORMAN FINANCIAL MANAGEMENT, P.A. has approximately 6 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Lori Anne Canfield
MAITLAND, FL

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