Unclaimed Profile

Sean Donovan Casterline

DELTA CAPITAL MANAGEMENT, LLC·MAITLAND, Florida

SIE, Series 4, Series 7, Series 24, Series 63, Series 65CFA24 years registeredDELTA CAPITAL MANAGEMENT, LLC

698 N. MAITLAND AVENUE, MAITLAND, FL 32751CRD# 2212919Firm CRD# 128350

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Donovan Casterline · MAITLAND, FL

Registration

CRD #2212919 · DELTA CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DELTA CAPITAL MANAGEMENT, LLC

AEGIS WEALTH MANAGEMENT, LLC

Mar 2016 – Nov 2021

MAITLAND, FL

GREENLEAF ADVISORS

Oct 2015 – Dec 2021

Orlando, FL

DYNETECH CAPITAL CORPORATION

Apr 2009 – Oct 2009

LONGWOOD, FL

DELTA CAPITAL MANAGEMENT, LLC

Jan 2004 – Nov 2021

LONGWOOD, FL

DELTA ADVISORY GROUP, INC.

Nov 2002 – Apr 2022

Maitland, FL

DELTA FIRST FINANCIAL, INC.

Aug 2002 – May 2004

LONGWOOD, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 8, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

2024Customer Dispute·Pending

2021Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DELTA CAPITAL MANAGEMENT, LLC

CRD 128350 · SEC 801-118594

AUM

$220M

Regulatory assets under management

Employees

125 client accounts

Services offered by DELTA CAPITAL MANAGEMENT, LLC

Per Form ADV

Publication of periodicals/newsletters

View all advisors at DELTA CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Donovan Casterline offer?

Sean Donovan Casterline specializes in Fee-Only Advisory.

What are Sean Donovan Casterline's credentials?

Sean Donovan Casterline holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sean Donovan Casterline located?

Sean Donovan Casterline is based in MAITLAND, Florida, last registered with DELTA CAPITAL MANAGEMENT, LLC.

How does Sean Donovan Casterline charge for services?

Sean Donovan Casterline's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DELTA CAPITAL MANAGEMENT, LLC?

DELTA CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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