Unclaimed Profile

Charles Clarence Smith

DELTA ADVISORY GROUP, INC.·MAITLAND, Florida

Series 1, Series 22, Series 63, Series 6539 years registeredDELTA ADVISORY GROUP, INC.

696 N MAITLAND AVENUE, MAITLAND, FL 32751CRD# 871804Firm CRD# 105966

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Clarence Smith · MAITLAND, FL

Registration

CRD #871804 · DELTA ADVISORY GROUP, INC. · 39 years registered

Brand Profile

Not yet started

Career History

DELTA ADVISORY GROUP, INC.

Oct 2009 – present

DYNETECH CAPITAL CORPORATION

Jun 2009 – Oct 2009

ORLANDO, FL

PREMIERETRADE SECURITIES, INC.

Jul 1987 – Dec 2005

ALTAMONTE SPRINGS, FL

Registrations & Exams

FINRA examinations passed

Series 1

Series 22

Series 63

Series 65

Registration record

First registered · July 23, 1987

Years registered · 39

Disclosure History

1998Customer Dispute·Settled

1995Customer Dispute·Settled

1989Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DELTA ADVISORY GROUP, INC.

CRD 105966 · SEC 801-126783

AUM

$174M

Regulatory assets under management

Employees

892 client accounts

Services offered by DELTA ADVISORY GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DELTA ADVISORY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Charles Clarence Smith offer?

Charles Clarence Smith specializes in Financial Planning, Investment Management. Contact their office in MAITLAND, Florida for a consultation.

What are Charles Clarence Smith's credentials?

Charles Clarence Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Clarence Smith located?

Charles Clarence Smith is based in MAITLAND, Florida, working with DELTA ADVISORY GROUP, INC.. Their office serves clients in the MAITLAND metropolitan area and surrounding communities.

How does Charles Clarence Smith charge for services?

Charles Clarence Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DELTA ADVISORY GROUP, INC.?

DELTA ADVISORY GROUP, INC. has approximately 7 employees and manages $174M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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