Unclaimed Profile

Lisa Ann Chacon

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC·GAINESVILLE, Florida

Series 7, Series 6619 years registeredCHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

6208 NW 43RD STREET, GAINESVILLE, FL 32653CRD# 5244124Firm CRD# 154242

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Ann Chacon · GAINESVILLE, FL

Registration

CRD #5244124 · CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

Sep 2010 – present

SUMMIT FINANCIAL GROUP INC

Jun 2009 – Nov 2010

GAINESVILLE, FL

UBS FINANCIAL SERVICES INC.

Jan 2007 – Mar 2009

GAINSVILLE, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 16, 2007

Years registered · 19

Disclosure History

2023Civil·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

CRD 154242 · SEC 801-123284

AUM

$100M

Regulatory assets under management

Employees

806 client accounts

Services offered by CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Ann Chacon offer?

Lisa Ann Chacon specializes in Financial Planning, Investment Management. Contact their office in GAINESVILLE, Florida for a consultation.

What are Lisa Ann Chacon's credentials?

Lisa Ann Chacon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Ann Chacon located?

Lisa Ann Chacon is based in GAINESVILLE, Florida, working with CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC. Their office serves clients in the GAINESVILLE metropolitan area and surrounding communities.

How does Lisa Ann Chacon charge for services?

Lisa Ann Chacon's firm is compensated through percentage of aum, subscription fees, other: subadviser fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC?

CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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