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Lia Regina Bertelson

MALLINI COMPLETE FINANCIAL PLANNING LLC·GAINESVILLE, Florida
Series 65Clean record10 years registeredMALLINI COMPLETE FINANCIAL PLANNING LLC
2631 NW 41ST STREET, GAINESVILLE, FL 32606CRD# 6469786Firm CRD# 175341

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lia Regina Bertelson · GAINESVILLE, FL
Registration
CRD #6469786 · MALLINI COMPLETE FINANCIAL PLANNING LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

TOGETHER PLANNING
Aug 2016 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · August 2, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MALLINI COMPLETE FINANCIAL PLANNING LLC
CRD 175341 · SEC 801-123429
AUM
$129M
Regulatory assets under management
Employees
6
500 client accounts
Services offered by MALLINI COMPLETE FINANCIAL PLANNING LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MALLINI COMPLETE FINANCIAL PLANNING LLC →
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05

Frequently Asked Questions

What services does Lia Regina Bertelson offer?
Lia Regina Bertelson specializes in Financial Planning, Investment Management. Contact their office in GAINESVILLE, Florida for a consultation.
What are Lia Regina Bertelson's credentials?
Lia Regina Bertelson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lia Regina Bertelson located?
Lia Regina Bertelson is based in GAINESVILLE, Florida, working with MALLINI COMPLETE FINANCIAL PLANNING LLC. Their office serves clients in the GAINESVILLE metropolitan area and surrounding communities.
How does Lia Regina Bertelson charge for services?
Lia Regina Bertelson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MALLINI COMPLETE FINANCIAL PLANNING LLC?
MALLINI COMPLETE FINANCIAL PLANNING LLC has approximately 6 employees and manages $129M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MALLINI COMPLETE FINANCIAL PLANNING LLC

Judson Thomas Mallini
GAINESVILLE, FL
CFP
George Thomas Mallini
GAINESVILLE, FL

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