Unclaimed Profile

John Stanley Thomas

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.·FORT LAUDERDALE, Florida

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65CFAClean record20 years registeredGLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

1301 EAST BROWARD BLVD, FORT LAUDERDALE, FL 33301CRD# 4679845Firm CRD# 286005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Stanley Thomas · FORT LAUDERDALE, FL

Registration

CRD #4679845 · GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. · 20 years registered

Brand Profile

Not yet started

Career History

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Apr 2017 – present

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Aug 2014 – Apr 2018

FORT LAUDERDALE, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2009 – Aug 2014

POMPANO BEACH, FL

RAYMOND JAMES FINANCIAL SERVICES

Feb 2008 – Oct 2009

POMPANO BEACH, FL

COSTA FINANCIAL GROUP, INC.

Feb 2006 – Mar 2008

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · February 6, 2006

Years registered · 20

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

CRD 286005 · SEC 801-110227

AUM

$422M

Regulatory assets under management

Employees

3,051 client accounts

Services offered by GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does John Stanley Thomas offer?

John Stanley Thomas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are John Stanley Thomas's credentials?

John Stanley Thomas holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Stanley Thomas located?

John Stanley Thomas is based in FORT LAUDERDALE, Florida, working with GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does John Stanley Thomas charge for services?

John Stanley Thomas's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.?

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. has approximately 20 employees and manages $422M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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