Unclaimed Profile

Stephen Sean Kelleher

AUSTIN ATLANTIC ASSET MANAGEMENT CO.·CORAL GABLES, Florida

Clean recordAUSTIN ATLANTIC ASSET MANAGEMENT CO.

1 ALHAMBRA PLAZA, CORAL GABLES, FL 33134CRD# 1230428Firm CRD# 110035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Sean Kelleher · CORAL GABLES, FL

Registration

CRD #1230428 · AUSTIN ATLANTIC ASSET MANAGEMENT CO.

Brand Profile

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Disclosure history

Clean record · no disclosure events on file

About

Stephen Sean Kelleher is a registered financial advisor based in CORAL GABLES, Florida, affiliated with AUSTIN ATLANTIC ASSET MANAGEMENT CO.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

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Client Types

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Introduction

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Firm Overview

Firm

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at AUSTIN ATLANTIC ASSET MANAGEMENT CO. →

Services

Publication of periodicals/newsletters

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1230428

Firm CRD# 110035

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Frequently Asked Questions

What services does Stephen Sean Kelleher offer?

Stephen Sean Kelleher is a registered financial advisor in CORAL GABLES, Florida. Contact their office for details on services offered.

What are Stephen Sean Kelleher's credentials?

Stephen Sean Kelleher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Sean Kelleher located?

Stephen Sean Kelleher is based in CORAL GABLES, Florida, working with AUSTIN ATLANTIC ASSET MANAGEMENT CO.. Their office serves clients in the CORAL GABLES metropolitan area and surrounding communities.

How does Stephen Sean Kelleher charge for services?

Stephen Sean Kelleher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSTIN ATLANTIC ASSET MANAGEMENT CO.?

AUSTIN ATLANTIC ASSET MANAGEMENT CO. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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