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Stephen Sean Kelleher

AUSTIN ATLANTIC ASSET MANAGEMENT CO.·CORAL GABLES, Florida
SIE, Series 5, Series 7, Series 16, Series 63Clean recordAUSTIN ATLANTIC ASSET MANAGEMENT CO.
1 ALHAMBRA PLAZA, CORAL GABLES, FL 33134CRD# 1230428Firm CRD# 110035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Sean Kelleher · CORAL GABLES, FL
Registration
CRD #1230428 · AUSTIN ATLANTIC ASSET MANAGEMENT CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 5
Series 7
Series 16
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AUSTIN ATLANTIC ASSET MANAGEMENT CO.
CRD 110035 · SEC 801-54963
AUM
—
Regulatory assets under management
Employees
3
Total firm employees
Services offered by AUSTIN ATLANTIC ASSET MANAGEMENT CO.
Per Form ADV
Publication of periodicals/newsletters
Other
View all advisors at AUSTIN ATLANTIC ASSET MANAGEMENT CO. →
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Frequently Asked Questions

What services does Stephen Sean Kelleher offer?
Stephen Sean Kelleher is a registered financial advisor in CORAL GABLES, Florida. Contact their office for details on services offered.
What are Stephen Sean Kelleher's credentials?
Stephen Sean Kelleher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Sean Kelleher located?
Stephen Sean Kelleher is based in CORAL GABLES, Florida, working with AUSTIN ATLANTIC ASSET MANAGEMENT CO.. Their office serves clients in the CORAL GABLES metropolitan area and surrounding communities.
How does Stephen Sean Kelleher charge for services?
Stephen Sean Kelleher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUSTIN ATLANTIC ASSET MANAGEMENT CO.?
AUSTIN ATLANTIC ASSET MANAGEMENT CO. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AUSTIN ATLANTIC ASSET MANAGEMENT CO.

Rodger David Shay Jr
CORAL GABLES, FL
Aaron Netzahualcoyotl Rodriguez
CORAL GABLES, FL

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