Unclaimed Profile

Andres Jose Garganta

AMERANT INVESTMENTS, INC.·CORAL GABLES, Florida

SIE, Series 7, Series 7TO, Series 24, Series 66Clean record18 years registeredAMERANT INVESTMENTS, INC.

220 ALHAMBRA CIRCLE, CORAL GABLES, FL 33134CRD# 5483075Firm CRD# 117284

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andres Jose Garganta · CORAL GABLES, FL

Registration

CRD #5483075 · AMERANT INVESTMENTS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMERANT INVESTMENTS, INC.

AXA ADVISORS, LLC

Aug 2008 – Apr 2012

MIAMI, FL

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2008 – Jul 2008

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 66

Registration record

First registered · April 23, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERANT INVESTMENTS, INC.

CRD 117284 · SEC 801-61889

AUM

$633M

Regulatory assets under management

Employees

1,023 client accounts

Services offered by AMERANT INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMERANT INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Andres Jose Garganta offer?

Andres Jose Garganta specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Andres Jose Garganta's credentials?

Andres Jose Garganta is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andres Jose Garganta located?

Andres Jose Garganta is based in CORAL GABLES, Florida, last registered with AMERANT INVESTMENTS, INC..

How does Andres Jose Garganta charge for services?

Andres Jose Garganta's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERANT INVESTMENTS, INC.?

AMERANT INVESTMENTS, INC. has approximately 31 employees and manages $633M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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