Unclaimed Profile

Richard Leo Ganter

BALANZ ADVISORS LLC·CORAL GABLES, Florida

SIE, Series 7, Series 8, Series 63, Series 66Clean record9 years registeredBALANZ ADVISORS LLC

2811 PONCE DE LEON BLVD., CORAL GABLES, FL 33134CRD# 1528266Firm CRD# 322263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Leo Ganter · CORAL GABLES, FL

Registration

CRD #1528266 · BALANZ ADVISORS LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BALANZ ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

Mar 2017 – Jun 2019

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 66

Registration record

First registered · March 10, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BALANZ ADVISORS LLC

CRD 322263 · SEC 801-126818

AUM

$266M

Regulatory assets under management

Employees

62 client accounts

Services offered by BALANZ ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BALANZ ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Richard Leo Ganter offer?

Richard Leo Ganter specializes in Investment Management, Fee-Only Advisory.

What are Richard Leo Ganter's credentials?

Richard Leo Ganter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Leo Ganter located?

Richard Leo Ganter is based in CORAL GABLES, Florida, last registered with BALANZ ADVISORS LLC.

How does Richard Leo Ganter charge for services?

Richard Leo Ganter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALANZ ADVISORS LLC?

BALANZ ADVISORS LLC has approximately 9 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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