Unclaimed Profile

Santiago Ulloa

W.E. FAMILY OFFICES, LLC·CORAL GABLES, Florida

Series 65Clean record15 years registeredW.E. FAMILY OFFICES, LLC

2811 PONCE DE LEON BLVD, CORAL GABLES, FL 33134CRD# 4351594Firm CRD# 109869

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Santiago Ulloa · CORAL GABLES, FL

Registration

CRD #4351594 · W.E. FAMILY OFFICES, LLC · 15 years registered

Brand Profile

Not yet started

Career History

WE FAMILY OFFICES

Dec 2010 – present

GENSPRING FAMILY OFFICES, LLC

May 2012 – Jan 2013

GREENWICH, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 3, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

W.E. FAMILY OFFICES, LLC

CRD 109869 · SEC 801-60025

AUM

$13.9B

Regulatory assets under management

Employees

108 client accounts

Services offered by W.E. FAMILY OFFICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at W.E. FAMILY OFFICES, LLC →

Introduction

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Frequently Asked Questions

What services does Santiago Ulloa offer?

Santiago Ulloa specializes in Financial Planning, Investment Management. Contact their office in CORAL GABLES, Florida for a consultation.

What are Santiago Ulloa's credentials?

Santiago Ulloa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Santiago Ulloa located?

Santiago Ulloa is based in CORAL GABLES, Florida, working with W.E. FAMILY OFFICES, LLC. Their office serves clients in the CORAL GABLES metropolitan area and surrounding communities.

How does Santiago Ulloa charge for services?

Santiago Ulloa's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is W.E. FAMILY OFFICES, LLC?

W.E. FAMILY OFFICES, LLC has approximately 59 employees and manages $13.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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