Unclaimed Profile

Rodger David Shay

AUSTIN ATLANTIC ASSET MANAGEMENT CO.·CORAL GABLES, Florida

Clean recordAUSTIN ATLANTIC ASSET MANAGEMENT CO.

1 ALHAMBRA PLAZA, CORAL GABLES, FL 33134CRD# 420704Firm CRD# 110035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rodger David Shay · CORAL GABLES, FL

Registration

CRD #420704 · AUSTIN ATLANTIC ASSET MANAGEMENT CO.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Rodger David Shay is a registered financial advisor based in CORAL GABLES, Florida, affiliated with AUSTIN ATLANTIC ASSET MANAGEMENT CO.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

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Introduction

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Firm Overview

Firm

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at AUSTIN ATLANTIC ASSET MANAGEMENT CO. →

Services

Publication of periodicals/newsletters

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 420704

Firm CRD# 110035

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Rodger David Shay offer?

Rodger David Shay is a registered financial advisor in CORAL GABLES, Florida. Contact their office for details on services offered.

What are Rodger David Shay's credentials?

Rodger David Shay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rodger David Shay located?

Rodger David Shay is based in CORAL GABLES, Florida, working with AUSTIN ATLANTIC ASSET MANAGEMENT CO.. Their office serves clients in the CORAL GABLES metropolitan area and surrounding communities.

How does Rodger David Shay charge for services?

Rodger David Shay's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSTIN ATLANTIC ASSET MANAGEMENT CO.?

AUSTIN ATLANTIC ASSET MANAGEMENT CO. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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