Unclaimed Profile

Steven Terry Setchfield

SETCHFIELD ASSOCIATES LLC·BRADENTON, Florida

SIE, Series 4, Series 7, Series 24, Series 63, Series 65Clean record27 years registeredSETCHFIELD ASSOCIATES LLC

392 ARUBA CIRCLE, BRADENTON, FL 34209CRD# 2270971Firm CRD# 113289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Terry Setchfield · BRADENTON, FL

Registration

CRD #2270971 · SETCHFIELD ASSOCIATES LLC · 27 years registered

Brand Profile

Not yet started

Career History

SETCHFIELD ASSET MANAGEMENT

Jan 2017 – present

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Sep 2018

CENTENNIAL, CO

FIRST ALLIED SECURITIES, INC.

Jul 2006 – Jul 2012

CENTENNIAL, CO

SETCHFIELD ASSET MANAGEMENT

Feb 1999 – Dec 2016

BRADENTON, FL

SETCHFIELD ASSOCIATES

Feb 1999 – Dec 2003

BRADENTON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 3, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SETCHFIELD ASSOCIATES LLC

CRD 113289 · SEC 801-116770

AUM

$140M

Regulatory assets under management

Employees

250 client accounts

Services offered by SETCHFIELD ASSOCIATES LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SETCHFIELD ASSOCIATES LLC →

Introduction

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Frequently Asked Questions

What services does Steven Terry Setchfield offer?

Steven Terry Setchfield specializes in Investment Management, Fee-Only Advisory. Contact their office in BRADENTON, Florida for a consultation.

What are Steven Terry Setchfield's credentials?

Steven Terry Setchfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Terry Setchfield located?

Steven Terry Setchfield is based in BRADENTON, Florida, working with SETCHFIELD ASSOCIATES LLC. Their office serves clients in the BRADENTON metropolitan area and surrounding communities.

How does Steven Terry Setchfield charge for services?

Steven Terry Setchfield's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SETCHFIELD ASSOCIATES LLC?

SETCHFIELD ASSOCIATES LLC has approximately 2 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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