Unclaimed Profile

Thomas Herman Breiter

BREITER CAPITAL MANAGEMENT INC·BRADENTON, Florida

Series 7, Series 24, Series 63, Series 6534 years registeredBREITER CAPITAL MANAGEMENT INC

1001 THIRD AVE WEST, BRADENTON, FL 34205CRD# 1716788Firm CRD# 108976

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Herman Breiter · BRADENTON, FL

Registration

CRD #1716788 · BREITER CAPITAL MANAGEMENT INC · 34 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Apr 2022 – present

CHARLES DEROSE, INC.

Apr 2013 – Mar 2014

ANNA MARIA, FL

FFP ADVISORY SERVICES INC

Nov 1994 – Aug 2006

ANNA MARIA, FL

INTEGRA CAPITAL ADVISORS

Mar 1992 – Apr 2022

Bradenton, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 19, 1992

Years registered · 34

Disclosure History

2022Customer Dispute·Settled

1993Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BREITER CAPITAL MANAGEMENT INC

CRD 108976 · SEC 801-80862

AUM

$419M

Regulatory assets under management

Employees

605 client accounts

Services offered by BREITER CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BREITER CAPITAL MANAGEMENT INC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BRADENTON?

Browse all registered financial advisors in BRADENTON, Florida or claim this profile if it's yours.

Browse BRADENTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Herman Breiter offer?

Thomas Herman Breiter specializes in Financial Planning, Investment Management. Contact their office in BRADENTON, Florida for a consultation.

What are Thomas Herman Breiter's credentials?

Thomas Herman Breiter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Herman Breiter located?

Thomas Herman Breiter is based in BRADENTON, Florida, working with BREITER CAPITAL MANAGEMENT INC. Their office serves clients in the BRADENTON metropolitan area and surrounding communities.

How does Thomas Herman Breiter charge for services?

Thomas Herman Breiter's firm is compensated through percentage of aum, hourly charges, subscription fees, other: service as a sub-advisor to other registered investment advisers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BREITER CAPITAL MANAGEMENT INC?

BREITER CAPITAL MANAGEMENT INC has approximately 7 employees and manages $419M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →