Unclaimed Profile

Michael Andrew Fleming

INDEPENDENT PORTFOLIO CONSULTANTS, INC.·BOCA RATON, Florida

SIE, Series 3, Series 7, Series 8, Series 31, Series 63, Series 65Clean record25 years registeredINDEPENDENT PORTFOLIO CONSULTANTS, INC.

5002 T-REX AVENUE, BOCA RATON, FL 33431CRD# 2151752Firm CRD# 120420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Andrew Fleming · BOCA RATON, FL

Registration

CRD #2151752 · INDEPENDENT PORTFOLIO CONSULTANTS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INDEPENDENT PORTFOLIO CONSULTANTS, INC.

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

Jun 2016 – Dec 2017

BOCA RATON, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2001 – Nov 2014

ORLANDO, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 31

Series 63

Series 65

Registration record

First registered · April 27, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

CRD 120420 · SEC 801-61381

AUM

$2.0B

Regulatory assets under management

Employees

1,120 client accounts

Services offered by INDEPENDENT PORTFOLIO CONSULTANTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INDEPENDENT PORTFOLIO CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Andrew Fleming offer?

Michael Andrew Fleming specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Michael Andrew Fleming's credentials?

Michael Andrew Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Andrew Fleming located?

Michael Andrew Fleming is based in BOCA RATON, Florida, last registered with INDEPENDENT PORTFOLIO CONSULTANTS, INC..

How does Michael Andrew Fleming charge for services?

Michael Andrew Fleming's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT PORTFOLIO CONSULTANTS, INC.?

INDEPENDENT PORTFOLIO CONSULTANTS, INC. has approximately 15 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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