Unclaimed Profile

Katherine Jeanette Cathcart

INDEPENDENT PORTFOLIO CONSULTANTS, INC.·BOCA RATON, Florida

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6523 years registeredINDEPENDENT PORTFOLIO CONSULTANTS, INC.

5002 T-REX AVENUE, BOCA RATON, FL 33431CRD# 2343349Firm CRD# 120420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Jeanette Cathcart · BOCA RATON, FL

Registration

CRD #2343349 · INDEPENDENT PORTFOLIO CONSULTANTS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Apr 2023 – present

CETERA ADVISORS LLC

Jul 2022 – present

CETERA FINANCIAL SPECIALISTS LLC

Jul 2022 – present

CETERA INVESTMENT SERVICES LLC

Jul 2022 – present

CETERA WEALTH SERVICES, LLC

Jul 2022 – present

CETERA ADVISOR NETWORKS LLC

Jul 2022 – Jun 2023

BOCA RATON, FL

HILTON CAPITAL MANAGEMENT, LLC

Jul 2019 – Jul 2022

Boca Raton, FL

HILTON CAPITAL MANAGEMENT, LLC

Sep 2018 – Dec 2018

Boca Raton, FL

LOGAN CAPITAL MANAGEMENT, INC.

Dec 2017 – Jul 2018

Boca Raton, FL

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

Nov 2002 – Aug 2017

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · November 15, 2002

Years registered · 23

Disclosure History

2003Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEPENDENT PORTFOLIO CONSULTANTS, INC.

CRD 120420 · SEC 801-61381

AUM

$2.0B

Regulatory assets under management

Employees

1,120 client accounts

Services offered by INDEPENDENT PORTFOLIO CONSULTANTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INDEPENDENT PORTFOLIO CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Katherine Jeanette Cathcart offer?

Katherine Jeanette Cathcart specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in BOCA RATON, Florida for a consultation.

What are Katherine Jeanette Cathcart's credentials?

Katherine Jeanette Cathcart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Jeanette Cathcart located?

Katherine Jeanette Cathcart is based in BOCA RATON, Florida, working with INDEPENDENT PORTFOLIO CONSULTANTS, INC.. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Katherine Jeanette Cathcart charge for services?

Katherine Jeanette Cathcart's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT PORTFOLIO CONSULTANTS, INC.?

INDEPENDENT PORTFOLIO CONSULTANTS, INC. has approximately 15 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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