Unclaimed Profile

Daniel Alan Feniger

SUMMIT FINANCIAL GROUP INC·BOCA RATON, Florida

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6531 years registeredSUMMIT FINANCIAL GROUP INC

595 S. FEDERAL HIGHWAY, BOCA RATON, FL 33432CRD# 2531779Firm CRD# 109485

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Alan Feniger · BOCA RATON, FL

Registration

CRD #2531779 · SUMMIT FINANCIAL GROUP INC · 31 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

May 2023 – present

CETERA ADVISOR NETWORKS LLC

Feb 2021 – Jun 2023

BOCA RATON, FL

SUMMIT FINANCIAL GROUP INC

Aug 2006 – May 2021

BOCA RATON, FL

UBS FINANCIAL SERVICES INC.

Oct 1994 – Jul 2006

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · October 12, 1994

Years registered · 31

Disclosure History

2006Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT FINANCIAL GROUP INC

CRD 109485 · SEC 801-56645

AUM

$4.5B

Regulatory assets under management

Employees

324

18,220 client accounts

Services offered by SUMMIT FINANCIAL GROUP INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SUMMIT FINANCIAL GROUP INC →

Introduction

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Frequently Asked Questions

What services does Daniel Alan Feniger offer?

Daniel Alan Feniger specializes in Financial Planning, Investment Management. Contact their office in BOCA RATON, Florida for a consultation.

What are Daniel Alan Feniger's credentials?

Daniel Alan Feniger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Alan Feniger located?

Daniel Alan Feniger is based in BOCA RATON, Florida, working with SUMMIT FINANCIAL GROUP INC. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Daniel Alan Feniger charge for services?

Daniel Alan Feniger's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL GROUP INC?

SUMMIT FINANCIAL GROUP INC has approximately 324 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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