Unclaimed Profile

Steven Alan Wagner

OMNIA FAMILY WEALTH, LLC·AVENTURA, Florida

SIE, Series 1, Series 7, Series 52, Series 63, Series 6531 years registeredOMNIA FAMILY WEALTH, LLC

18851 NE 29TH AVENUE, AVENTURA, FL 33180CRD# 825793Firm CRD# 170909

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Alan Wagner · AVENTURA, FL

Registration

CRD #825793 · OMNIA FAMILY WEALTH, LLC · 31 years registered

Brand Profile

Not yet started

Career History

OMNIA FAMILY WEALTH, LLC

Sep 2015 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2009 – Sep 2015

AVENTURA, FL

UBS FINANCIAL SERVICES INC.

Jan 1995 – May 2009

AVENTURA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 52

Series 63

Series 65

Registration record

First registered · January 28, 1995

Years registered · 31

Disclosure History

2002Customer Dispute·Denied

1994Customer Dispute·Settled

1993Customer Dispute·Settled

1992Customer Dispute·Settled

1989Regulatory·Final

1987Customer Dispute·Settled

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OMNIA FAMILY WEALTH, LLC

CRD 170909 · SEC 801-79590

AUM

$760M

Regulatory assets under management

Employees

1,015 client accounts

Services offered by OMNIA FAMILY WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at OMNIA FAMILY WEALTH, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AVENTURA?

Browse all registered financial advisors in AVENTURA, Florida or claim this profile if it's yours.

Browse AVENTURA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Alan Wagner offer?

Steven Alan Wagner specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in AVENTURA, Florida for a consultation.

What are Steven Alan Wagner's credentials?

Steven Alan Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Alan Wagner located?

Steven Alan Wagner is based in AVENTURA, Florida, working with OMNIA FAMILY WEALTH, LLC. Their office serves clients in the AVENTURA metropolitan area and surrounding communities.

How does Steven Alan Wagner charge for services?

Steven Alan Wagner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OMNIA FAMILY WEALTH, LLC?

OMNIA FAMILY WEALTH, LLC has approximately 9 employees and manages $760M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →