Unclaimed Profile

Thomas J. Raffa

RAFFA WEALTH MANAGEMENT LLC·WASHINGTON, District of Columbia

Clean recordRAFFA WEALTH MANAGEMENT LLC

2020 K ST., WASHINGTON, DC 20006CRD# 5030451Firm CRD# 136971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas J. Raffa · WASHINGTON, DC

Registration

CRD #5030451 · RAFFA WEALTH MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Thomas J. Raffa is a registered financial advisor based in WASHINGTON, District of Columbia, affiliated with RAFFA WEALTH MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

RAFFA WEALTH MANAGEMENT LLC

RAFFA INVESTMENT ADVISERS

AUM

$1.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at RAFFA WEALTH MANAGEMENT LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5030451

Firm CRD# 136971

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas J. Raffa offer?

Thomas J. Raffa specializes in Investment Management, Wealth Management. Contact their office in WASHINGTON, District of Columbia for a consultation.

What are Thomas J. Raffa's credentials?

Thomas J. Raffa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas J. Raffa located?

Thomas J. Raffa is based in WASHINGTON, District of Columbia, working with RAFFA WEALTH MANAGEMENT LLC. Their office serves clients in the WASHINGTON metropolitan area and surrounding communities.

How does Thomas J. Raffa charge for services?

Thomas J. Raffa's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAFFA WEALTH MANAGEMENT LLC?

RAFFA WEALTH MANAGEMENT LLC has approximately 7 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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