RAFFA WEALTH MANAGEMENT LLC

RAFFA INVESTMENT ADVISERS
3 registered advisors·CRD# 136971
SEC# 801-676875202-955-6734
01

Firm Overview

AUM
$1.3B
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
03

Specialties

Investment ManagementWealth Management
04

Advisors at RAFFA WEALTH MANAGEMENT LLC

3 registered advisors
Dennis Patrick Gogarty
WASHINGTON, District of Columbia
Steven Kenneth Heger
WASHINGTON, District of Columbia
Thomas J. Raffa
WASHINGTON, District of Columbia
05

Office Locations

WASHINGTON, District of Columbia
3 advisors

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Data sourced from SEC Form ADV filings. RAFFA WEALTH MANAGEMENT LLC (CRD# 136971) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.