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Dennis Patrick Gogarty

RAFFA WEALTH MANAGEMENT LLC·WASHINGTON, District of Columbia
Clean recordRAFFA WEALTH MANAGEMENT LLC
2020 K ST., WASHINGTON, DC 20006CRD# 4592955Firm CRD# 136971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dennis Patrick Gogarty · WASHINGTON, DC
Registration
CRD #4592955 · RAFFA WEALTH MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dennis Patrick Gogarty is a registered financial advisor based in WASHINGTON, District of Columbia, affiliated with RAFFA WEALTH MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
RAFFA WEALTH MANAGEMENT LLC
RAFFA INVESTMENT ADVISERS
AUM
$1.3B
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at RAFFA WEALTH MANAGEMENT LLC →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4592955
Firm CRD# 136971
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dennis Patrick Gogarty offer?
Dennis Patrick Gogarty specializes in Investment Management, Wealth Management. Contact their office in WASHINGTON, District of Columbia for a consultation.
What are Dennis Patrick Gogarty's credentials?
Dennis Patrick Gogarty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dennis Patrick Gogarty located?
Dennis Patrick Gogarty is based in WASHINGTON, District of Columbia, working with RAFFA WEALTH MANAGEMENT LLC. Their office serves clients in the WASHINGTON metropolitan area and surrounding communities.
How does Dennis Patrick Gogarty charge for services?
Dennis Patrick Gogarty's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RAFFA WEALTH MANAGEMENT LLC?
RAFFA WEALTH MANAGEMENT LLC has approximately 7 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RAFFA WEALTH MANAGEMENT LLC

Steven Kenneth Heger
WASHINGTON, DC
Thomas J. Raffa
WASHINGTON, DC

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