Unclaimed Profile

Kenneth Nelson Wiseman

CAPITAL MARKETS IQ, LLC·WILMINGTON, Delaware

SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 6520 years registeredCAPITAL MARKETS IQ, LLC

427 N. TATNALL, WILMINGTON, DE 19801CRD# 1621758Firm CRD# 134921

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Nelson Wiseman · WILMINGTON, DE

Registration

CRD #1621758 · CAPITAL MARKETS IQ, LLC · 20 years registered

Brand Profile

Not yet started

Career History

INTERCAROLINA FINANCIAL SERVICES, INC.

Jan 2026 – present

CAPITAL MARKETS IQ, LLC

Nov 2005 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · November 14, 2005

Years registered · 20

Disclosure History

2020Judgment / Lien

2002Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL MARKETS IQ, LLC

CRD 134921 · SEC 801-69992

AUM

$392M

Regulatory assets under management

Employees

680 client accounts

Services offered by CAPITAL MARKETS IQ, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITAL MARKETS IQ, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Nelson Wiseman offer?

Kenneth Nelson Wiseman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.

What are Kenneth Nelson Wiseman's credentials?

Kenneth Nelson Wiseman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Nelson Wiseman located?

Kenneth Nelson Wiseman is based in WILMINGTON, Delaware, working with CAPITAL MARKETS IQ, LLC. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Kenneth Nelson Wiseman charge for services?

Kenneth Nelson Wiseman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL MARKETS IQ, LLC?

CAPITAL MARKETS IQ, LLC has approximately 24 employees and manages $392M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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