Unclaimed Profile

Elizabeth Anne Legacy

REALTA INVESTMENT ADVISORS, INC·WILMINGTON, Delaware

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record25 years registeredREALTA INVESTMENT ADVISORS, INC

1201 N. ORANGE STREET, WILMINGTON, DE 19801CRD# 4368139Firm CRD# 134952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elizabeth Anne Legacy · WILMINGTON, DE

Registration

CRD #4368139 · REALTA INVESTMENT ADVISORS, INC · 25 years registered

Brand Profile

Not yet started

Career History

ROBINHOOD ASSET MANAGEMENT

Oct 2025 – present

REALTA INVESTMENT ADVISORS, INC

Jul 2024 – May 2025

SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

Mar 2024 – Jun 2024

SAN DIEGO, CA

CUSO FINANCIAL SERVICES

Jun 2023 – Jun 2024

SAN DIEGO, CA

M FINANCIAL ASSET MANAGEMENT, INC.

Nov 2022 – May 2023

Santee, CA

M HOLDINGS SECURITIES, INC.

Jan 2020 – May 2023

SANTEE, CA

COMMONWEALTH FINANCIAL NETWORK

Oct 2011 – Jan 2020

SAN DIEGO, CA

LPL FINANCIAL LLC

Feb 2006 – Feb 2011

SAN DIEGO, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2004 – Mar 2006

SAN DIEGO, CA

WELLS FARGO INVESTMENTS, LLC

Dec 2003 – Mar 2004

LA MESA, CA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

May 2001 – Apr 2002

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · May 24, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REALTA INVESTMENT ADVISORS, INC

CRD 134952 · SEC 801-68000

AUM

$800M

Regulatory assets under management

Employees

3,529 client accounts

Services offered by REALTA INVESTMENT ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REALTA INVESTMENT ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Elizabeth Anne Legacy offer?

Elizabeth Anne Legacy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.

What are Elizabeth Anne Legacy's credentials?

Elizabeth Anne Legacy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elizabeth Anne Legacy located?

Elizabeth Anne Legacy is based in WILMINGTON, Delaware, working with REALTA INVESTMENT ADVISORS, INC. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Elizabeth Anne Legacy charge for services?

Elizabeth Anne Legacy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REALTA INVESTMENT ADVISORS, INC?

REALTA INVESTMENT ADVISORS, INC has approximately 83 employees and manages $800M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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