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David L. Schaen

MARVIN & PALMER ASSOCIATES·WILMINGTON, Delaware
SIE, Series 7, Series 7TO, Series 66Clean record29 years registeredMARVIN & PALMER ASSOCIATES
200 BELLEVUE PARKWAY, STE 220, WILMINGTON, DE 19809-3727CRD# 4550696Firm CRD# 105399

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David L. Schaen · WILMINGTON, DE
Registration
CRD #4550696 · MARVIN & PALMER ASSOCIATES · 29 years registered
Brand Profile
Not yet started
01

Career History

NORTHWEST ASSET MANAGEMENT
Aug 2021 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Oct 2017 – Aug 2021
WILMINGTON, DE
MARVIN & PALMER ASSOCIATES
Jul 1997 – Dec 2009
WILMINGTON, DE
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 66
Registration record
First registered · July 16, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MARVIN & PALMER ASSOCIATES
CRD 105399 · SEC 801-27724
AUM
$95M
Regulatory assets under management
Employees
14
11 client accounts
Services offered by MARVIN & PALMER ASSOCIATES
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at MARVIN & PALMER ASSOCIATES →
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05

Frequently Asked Questions

What services does David L. Schaen offer?
David L. Schaen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.
What are David L. Schaen's credentials?
David L. Schaen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David L. Schaen located?
David L. Schaen is based in WILMINGTON, Delaware, working with MARVIN & PALMER ASSOCIATES. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.
How does David L. Schaen charge for services?
David L. Schaen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MARVIN & PALMER ASSOCIATES?
MARVIN & PALMER ASSOCIATES has approximately 14 employees and manages $95M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MARVIN & PALMER ASSOCIATES

Brian David Marvin
WILMINGTON, DE
David Fred Marvin
WILMINGTON, DE
Stanley Palmer
WILMINGTON, DE
Todd David Marvin
WILMINGTON, DE

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