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Lombard James Gasbarro

VOYA RETIREMENT ADVISORS, LLC·WINDSOR, Connecticut
SIE, Series 6, Series 7, Series 63Clean recordVOYA RETIREMENT ADVISORS, LLC
ONE ORANGE WAY, WINDSOR, CT 06095CRD# 2769739Firm CRD# 3989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lombard James Gasbarro · WINDSOR, CT
Registration
CRD #2769739 · VOYA RETIREMENT ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
VOYA RETIREMENT ADVISORS, LLC
CRD 3989 · SEC 801-57963
AUM
$27.0B
Regulatory assets under management
Employees
136
11,767 client accounts
Services offered by VOYA RETIREMENT ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
Introduction

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04

Frequently Asked Questions

What services does Lombard James Gasbarro offer?
Lombard James Gasbarro specializes in Investment Management. Contact their office in WINDSOR, Connecticut for a consultation.
What are Lombard James Gasbarro's credentials?
Lombard James Gasbarro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lombard James Gasbarro located?
Lombard James Gasbarro is based in WINDSOR, Connecticut, working with VOYA RETIREMENT ADVISORS, LLC. Their office serves clients in the WINDSOR metropolitan area and surrounding communities.
How does Lombard James Gasbarro charge for services?
Lombard James Gasbarro's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VOYA RETIREMENT ADVISORS, LLC?
VOYA RETIREMENT ADVISORS, LLC has approximately 136 employees and manages $27.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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