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James Luther Iv Nichols

VOYA FINANCIAL PARTNERS, LLC·WINDSOR, Connecticut
SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record12 years registeredVOYA FINANCIAL PARTNERS, LLC
ONE ORANGE WAY, WINDSOR, CT 06095CRD# 5237805Firm CRD# 34815

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Luther Iv Nichols · WINDSOR, CT
Registration
CRD #5237805 · VOYA FINANCIAL PARTNERS, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: VOYA FINANCIAL PARTNERS, LLC
VOYA FINANCIAL PARTNERS, LLC
Dec 2014 – Oct 2021
WINDSOR, CT
VOYA RETIREMENT ADVISORS, LLC
May 2014 – Oct 2021
WINDSOR, CT
VOYA FINANCIAL ADVISORS, INC.
Jan 2014 – Oct 2021
WINDSOR, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 99TO
Registration record
First registered · January 15, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VOYA FINANCIAL PARTNERS, LLC
CRD 34815 · SEC 801-57637
Employees
55
Total firm employees
Services offered by VOYA FINANCIAL PARTNERS, LLC
Per Form ADV
Publication of periodicals/newsletters
View all advisors at VOYA FINANCIAL PARTNERS, LLC →
Introduction

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05

Frequently Asked Questions

What services does James Luther Iv Nichols offer?
James Luther Iv Nichols is a registered financial advisor in WINDSOR, Connecticut.
What are James Luther Iv Nichols's credentials?
James Luther Iv Nichols is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Luther Iv Nichols located?
James Luther Iv Nichols is based in WINDSOR, Connecticut, last registered with VOYA FINANCIAL PARTNERS, LLC.
How does James Luther Iv Nichols charge for services?
James Luther Iv Nichols's firm is compensated through other: vfp does not receive fees for investment advice. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VOYA FINANCIAL PARTNERS, LLC?
VOYA FINANCIAL PARTNERS, LLC has approximately 55 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VOYA FINANCIAL PARTNERS, LLC

Brian Donald Boulet
WINDSOR, CT
William Peter Elmslie
WINDSOR, CT
Bridget Jeannine Andria Witzeman
WINDSOR, CT
Brian David Comer
WINDSOR, CT

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