AdvisorOS Directory
Claim Profile
Unclaimed Profile
SS

Stacie Ann Sweeney

RETIREMENT DESIGN & MANAGEMENT INC·WESTPORT, Connecticut
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordRETIREMENT DESIGN & MANAGEMENT INC
1555 POST ROAD EAST, WESTPORT, CT 06880CRD# 2064120Firm CRD# 106067

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stacie Ann Sweeney · WESTPORT, CT
Registration
CRD #2064120 · RETIREMENT DESIGN & MANAGEMENT INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RETIREMENT DESIGN & MANAGEMENT INC
CRD 106067 · SEC 801-47206
AUM
$599M
Regulatory assets under management
Employees
15
988 client accounts
Services offered by RETIREMENT DESIGN & MANAGEMENT INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RETIREMENT DESIGN & MANAGEMENT INC →
Introduction

Speak with Stacie

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stacie is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTPORT?

Browse all registered financial advisors in WESTPORT, Connecticut or claim this profile if it's yours.

Browse WESTPORT AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Stacie Ann Sweeney offer?
Stacie Ann Sweeney specializes in Financial Planning, Investment Management. Contact their office in WESTPORT, Connecticut for a consultation.
What are Stacie Ann Sweeney's credentials?
Stacie Ann Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stacie Ann Sweeney located?
Stacie Ann Sweeney is based in WESTPORT, Connecticut, working with RETIREMENT DESIGN & MANAGEMENT INC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.
How does Stacie Ann Sweeney charge for services?
Stacie Ann Sweeney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RETIREMENT DESIGN & MANAGEMENT INC?
RETIREMENT DESIGN & MANAGEMENT INC has approximately 15 employees and manages $599M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RETIREMENT DESIGN & MANAGEMENT INC

Ronald D Weiner
WESTPORT, CT
CFP
Jonathan James Bartlett
WESTPORT, CT
Elena Anne Dimiceli
WESTPORT, CT
Jill Christine Bodossian
WESTPORT, CT
Thomas Owen Mayper
WESTPORT, CT

More Advisors in WESTPORT, Connecticut

Justin Reed Gaines
BHMS INVESTMENTS, LP·WESTPORT, CT
Anthony Mario Pesco
REX CAPITAL MANAGEMENT, LLC·WESTPORT, CT
Erik Leif Olsen
CATAMETRICS MANAGEMENT, LLC·WESTPORT, CT
Ashley Schexnaildre
WESTPORT RESOURCES MANAGEMENT INC·WESTPORT, CT
John Kavanagh Tysseland
ENERGY INCOME PARTNERS LLC·WESTPORT, CT
Wesley Brimmer Tyler
WESTPORT RESOURCES MANAGEMENT INC·WESTPORT, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)GREENWICH (197)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)FARMINGTON (30)
City Guides
STAMFORD GuideGREENWICH GuideHARTFORD GuideWEST HARTFORD GuideWILTON Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile