Unclaimed Profile

Jonathan James Bartlett

RETIREMENT DESIGN & MANAGEMENT INC·WESTPORT, Connecticut

SIE, Series 7, Series 55, Series 57TO, Series 63, Series 65Clean record2 years registeredRETIREMENT DESIGN & MANAGEMENT INC

1555 POST ROAD EAST, WESTPORT, CT 06880CRD# 2896701Firm CRD# 106067

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan James Bartlett · WESTPORT, CT

Registration

CRD #2896701 · RETIREMENT DESIGN & MANAGEMENT INC · 2 years registered

Brand Profile

Not yet started

Career History

AMERIPRISE FINANCIAL SERVICES, LLC

Apr 2025 – present

AMERIPRISE FINANCIAL SERVICES, LLC

May 2024 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · May 13, 2024

Years registered · 2

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RETIREMENT DESIGN & MANAGEMENT INC

CRD 106067 · SEC 801-47206

AUM

$599M

Regulatory assets under management

Employees

988 client accounts

Services offered by RETIREMENT DESIGN & MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RETIREMENT DESIGN & MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Jonathan James Bartlett offer?

Jonathan James Bartlett specializes in Financial Planning, Investment Management. Contact their office in WESTPORT, Connecticut for a consultation.

What are Jonathan James Bartlett's credentials?

Jonathan James Bartlett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan James Bartlett located?

Jonathan James Bartlett is based in WESTPORT, Connecticut, working with RETIREMENT DESIGN & MANAGEMENT INC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.

How does Jonathan James Bartlett charge for services?

Jonathan James Bartlett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RETIREMENT DESIGN & MANAGEMENT INC?

RETIREMENT DESIGN & MANAGEMENT INC has approximately 15 employees and manages $599M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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