Unclaimed Profile

James Kevin Pratt-Heaney

COASTAL BRIDGE ADVISORS, LLC·WESTPORT, Connecticut

Series 3, Series 7, Series 63, Series 6528 years registeredCOASTAL BRIDGE ADVISORS, LLC

54 WILTON ROAD, WESTPORT, CT 06880CRD# 1514331Firm CRD# 152569

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Kevin Pratt-Heaney · WESTPORT, CT

Registration

CRD #1514331 · COASTAL BRIDGE ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

COASTAL BRIDGE ADVISORS

Jan 2010 – present

LLBH GROUP PRIVATE WEALTH MANAGEMENT, LLC

Oct 2008 – Jan 2010

WESTPORT, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 1998 – Oct 2008

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · April 16, 1998

Years registered · 28

Disclosure History

2021Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COASTAL BRIDGE ADVISORS, LLC

CRD 152569 · SEC 801-70943

AUM

$2.8B

Regulatory assets under management

Employees

4,259 client accounts

Services offered by COASTAL BRIDGE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COASTAL BRIDGE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Kevin Pratt-Heaney offer?

James Kevin Pratt-Heaney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTPORT, Connecticut for a consultation.

What are James Kevin Pratt-Heaney's credentials?

James Kevin Pratt-Heaney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Kevin Pratt-Heaney located?

James Kevin Pratt-Heaney is based in WESTPORT, Connecticut, working with COASTAL BRIDGE ADVISORS, LLC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.

How does James Kevin Pratt-Heaney charge for services?

James Kevin Pratt-Heaney's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COASTAL BRIDGE ADVISORS, LLC?

COASTAL BRIDGE ADVISORS, LLC has approximately 25 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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