Unclaimed Profile

William Thomas Herlihy

RESOURCES MANAGEMENT CORP·WEST HARTFORD, Connecticut

Series 65Clean record8 years registeredRESOURCES MANAGEMENT CORP

643 PROSPECT AVENUE, WEST HARTFORD, CT 06105CRD# 5944206Firm CRD# 104674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Herlihy · WEST HARTFORD, CT

Registration

CRD #5944206 · RESOURCES MANAGEMENT CORP · 8 years registered

Brand Profile

Not yet started

Career History

RMC INVESTMENT ADVISORS

Oct 2017 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 13, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RESOURCES MANAGEMENT CORP

CRD 104674 · SEC 801-21902

AUM

$951M

Regulatory assets under management

Employees

828 client accounts

Services offered by RESOURCES MANAGEMENT CORP

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RESOURCES MANAGEMENT CORP →

Introduction

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Frequently Asked Questions

What services does William Thomas Herlihy offer?

William Thomas Herlihy specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are William Thomas Herlihy's credentials?

William Thomas Herlihy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Herlihy located?

William Thomas Herlihy is based in WEST HARTFORD, Connecticut, working with RESOURCES MANAGEMENT CORP. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does William Thomas Herlihy charge for services?

William Thomas Herlihy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RESOURCES MANAGEMENT CORP?

RESOURCES MANAGEMENT CORP has approximately 14 employees and manages $951M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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