Unclaimed Profile

Guy Alfred Peterson

RESOURCES MANAGEMENT CORP·WEST HARTFORD, Connecticut

Clean record36 years registeredRESOURCES MANAGEMENT CORP

CORPORATE CENTER WEST - SUITE 200, WEST HARTFORD, CT 06110CRD# 4357788Firm CRD# 104674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Guy Alfred Peterson · WEST HARTFORD, CT

Registration

CRD #4357788 · RESOURCES MANAGEMENT CORP · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RESOURCES MANAGEMENT CORP

RESOURCES MANAGEMENT CORP

Oct 2013 – Jul 2018

WASHINGTON DEPOT, CT

CAPITAL MANAGEMENT CORP OF THE NORTHEAST

Feb 2011 – Oct 2013

WASHINGTON DEPOT, CT

CAPITAL MANAGEMENT CORP OF THE NORTHEAST

Aug 1990 – Dec 2010

WASHINGTON DEPOT, CT

Registrations & Exams

Registration record

First registered · August 15, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RESOURCES MANAGEMENT CORP

CRD 104674 · SEC 801-21902

AUM

$951M

Regulatory assets under management

Employees

828 client accounts

Services offered by RESOURCES MANAGEMENT CORP

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RESOURCES MANAGEMENT CORP →

Introduction

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Frequently Asked Questions

What services does Guy Alfred Peterson offer?

Guy Alfred Peterson specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Guy Alfred Peterson's credentials?

Guy Alfred Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Guy Alfred Peterson located?

Guy Alfred Peterson is based in WEST HARTFORD, Connecticut, last registered with RESOURCES MANAGEMENT CORP.

How does Guy Alfred Peterson charge for services?

Guy Alfred Peterson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RESOURCES MANAGEMENT CORP?

RESOURCES MANAGEMENT CORP has approximately 14 employees and manages $951M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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