Unclaimed Profile

James Gerard Russell

FILOMENO WEALTH MANAGEMENT, LLC·WEST HARTFORD, Connecticut

Series 7, Series 6624 years registeredFILOMENO WEALTH MANAGEMENT, LLC

80 SOUTH MAIN STREET, WEST HARTFORD, CT 06107CRD# 4331226Firm CRD# 145450

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Gerard Russell · WEST HARTFORD, CT

Registration

CRD #4331226 · FILOMENO WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

STRATEGIC INVESTMENT PLANNING LLC

May 2016 – present

FILOMENO WEALTH MANAGEMENT, LLC

Jun 2013 – Jan 2015

WEST HARTFORD, CT

JEFFERSON PILOT SECURITIES CORP

Aug 2002 – Apr 2006

WEST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · August 7, 2002

Years registered · 24

Disclosure History

2015Investigation

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FILOMENO WEALTH MANAGEMENT, LLC

CRD 145450 · SEC 801-68464

AUM

$58M

Regulatory assets under management

Employees

36 client accounts

Services offered by FILOMENO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FILOMENO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Gerard Russell offer?

James Gerard Russell specializes in Financial Planning, Investment Management. Contact their office in WEST HARTFORD, Connecticut for a consultation.

What are James Gerard Russell's credentials?

James Gerard Russell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Gerard Russell located?

James Gerard Russell is based in WEST HARTFORD, Connecticut, working with FILOMENO WEALTH MANAGEMENT, LLC. Their office serves clients in the WEST HARTFORD metropolitan area and surrounding communities.

How does James Gerard Russell charge for services?

James Gerard Russell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FILOMENO WEALTH MANAGEMENT, LLC?

FILOMENO WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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