Unclaimed Profile

Warren Mark Frank

RESTRUCTURING CAPITAL ASSOCIATES LP·STAMFORD, Connecticut

Clean recordRESTRUCTURING CAPITAL ASSOCIATES LP

2 STAMFORD PLZ, STE 1501, STAMFORD, CT 06901CRD# 4933113Firm CRD# 105649

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Warren Mark Frank · STAMFORD, CT

Registration

CRD #4933113 · RESTRUCTURING CAPITAL ASSOCIATES LP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Warren Mark Frank is a registered financial advisor based in STAMFORD, Connecticut, affiliated with RESTRUCTURING CAPITAL ASSOCIATES LP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

RESTRUCTURING CAPITAL ASSOCIATES LP

AUM

$741M

Regulatory assets under management

Employees

Total firm employees

View all advisors at RESTRUCTURING CAPITAL ASSOCIATES LP →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4933113

Firm CRD# 105649

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Warren Mark Frank offer?

Warren Mark Frank specializes in Retirement Planning. Contact their office in STAMFORD, Connecticut for a consultation.

What are Warren Mark Frank's credentials?

Warren Mark Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Warren Mark Frank located?

Warren Mark Frank is based in STAMFORD, Connecticut, working with RESTRUCTURING CAPITAL ASSOCIATES LP. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Warren Mark Frank charge for services?

Warren Mark Frank's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RESTRUCTURING CAPITAL ASSOCIATES LP?

RESTRUCTURING CAPITAL ASSOCIATES LP has approximately 13 employees and manages $741M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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